美國專利及商標局("USPTO")所涉的專利規費將於2018年1月16日起上調。其中引起最多的關注,是針對多方專利複審(Inter Partes Review "IPR")的請求費將上漲72%。站於相關利益人士的角度,USPTO的相關價格調整將對他們的預算產生很大的影響。

 

Fee description

Current fees

Final rule fees

Dollar change

Percent change

Large (Small) [Micro] Entity

Large (Small) [Micro] Entity

Large (Small) [Micro] Entity

Large (Small) [Micro] Entity

Inter Partes Review Request Fee - Up to 20 Claims.

9,000

15,500

+6,500

+72%

Inter Partes Review Post-Institution Fee - Up to 15 Claims.

14,000

15,000

+1,000

+7%

Inter Partes Review Request of Each Claim in Excess of 20.

200

300

+100

+50%

Inter Partes Post-Institution Request of Each Claim in Excess of 15.

400

600

+200

+50%

Post-Grant or Covered Business Method Review Request Fee - Up to 20 Claims.

12,000

16,000

+4,000

+33%

Post-Grant or Covered Business Method Review Post-Institution Fee - Up to 15 Claims.

18,000

22,000

+4,000

+22%

Post-Grant or Covered Business Method Review Request of Each Claim in Excess of 20.

250

375

+125

+50%

Post-Grant or Covered Business Method Review Post-Institution Request of Each Claim in Excess of 15.

550

825

+275

+50%

 

專利申請相關規費僅小幅度增加,低於10%但不低於20美元。以大型機構為例,專利申請費將僅上漲20美元,審查費增幅約6%,即上漲40美元,額外的專利請求項的規費,每額外的獨立項增幅約9%,即上漲40美元,每額外的從屬項上漲20美元,以及發證費用增幅約4%,將上漲40美元。

 

CFR section

Fee code

Description

Current fees (dollars)

Final rule fees (dollars)

Large

Small

Micro

Large

Small

Micro

1.16(a)

1011/2011/3011

Basic Filing Fee - Utility (paper filing also requires non-electronic filing fee under 1.16(t))

280

140

70

300

150

75

1.16(a)

4011

Basic Filing Fee - Utility (electronic filing for small entities)

n/a

70

n/a

n/a

75

n/a

1.16(b)

1012/2012/3012

Basic Filing Fee - Design

180

90

45

200

100

50

1.16(b)

1017/2017/3017

Basic Filing Fee - Design (CPA)

180

90

45

200

100

50

1.16(c)

1013/2013/3013

Basic Filing Fee - Plant

180

90

45

200

100

50

1.16(d)

1005/2005/3005

Provisional Application Filing Fee

260

130

65

280

140

70

1.16(e)

1014/2014/3014

Basic Filing Fee - Reissue

280

140

70

300

150

75

1.16(e)

1019/2019/3019

Basic Filing Fee - Reissue (CPA)

280

140

70

300

150

75

1.16(f)

1051/2051/3051

Surcharge - Late Filing Fee, Search Fee, Examination Fee, Inventor's Oath or Declaration, or Application Filed Without at Least One Claim or by Reference

140

70

35

160

80

40

1.16(h)

1201/2201/3201

Independent Claims in Excess of Three

420

210

105

460

230

115

1.16(h)

1204/2204/3204

Reissue Independent Claims in Excess of Three

420

210

105

460

230

115

1.16(i)

1202/2202/3202

Claims in Excess of 20

80

40

20

100

50

25

1.16(i)

1205/2205/3205

Reissue Claims in Excess of 20

80

40

20

100

50

25

1.16(j)

1203/2203/3203

Multiple Dependent Claim

780

390

195

820

410

205

1.16(k)

1111/2111/3111

Utility Search Fee

600

300

150

660

330

165

1.16(l)

1112/2112/3112

Design Search Fee

120

60

30

160

80

40

1.16(m)

1113/2113/3113

Plant Search Fee

380

190

95

420

210

105

1.16(n)

1114/2114/3114

Reissue Search Fee

600

300

150

660

330

165

1.16(o)

1311/2311/3311

Utility Examination Fee

720

360

180

760

380

190

1.16(p)

1312/2312/3312

Design Examination Fee

460

230

115

600

300

150

1.16(q)

1313/2313/3313

Plant Examination Fee

580

290

145

620

310

155

1.16(r)

1314/2314/3314

Reissue Examination Fee

2,160

1,080

540

2,200

1,100

550

1.18(a)(1)

1501/2501/3501

Utility Issue Fee

960

480

240

1,000

500

250

1.18(a)(1)

1511/2511/3511

Reissue Issue Fee

960

480

240

1,000

500

250

1.18(b)(1)

1502/2502/3502

Design Issue Fee

560

280

140

700

350

175

1.18(c)(1)

1503/2503/3503

Plant Issue Fee

760

380

190

800

400

200

 

而就請求繼續審查方面的相關規費,其加幅則比較大,介於8-12%之間。

 

Fee description

Current fees

Final rule fees

Dollar change

Percent change

Large (Small) [Micro] Entity

Large (Small) [Micro] Entity

Large (Small) [Micro] Entity

Large (Small) [Micro] Entity

Request for Continued Examination (RCE)—1st Request (see 37 CFR 1.114)

1,200
(600)
[300]

1,300
(650)
[325]

+100
(+50)
[+25]

+8
(+8)
[+8]

Request for Continued Examination (RCE)—2nd and Subsequent Request (see 37 CFR 1.114)

1,700
(850)
[425]

1,900
(950)
[475]

+200
(+100)
[+50]

+12
(+12)
[+12]

 

 

關於專利相關的上訴費方面,擔心到增加上訴費將大大減少上訴的意願,而且,專利審判和上訴委員會("PTAB")的撤銷率數據表明大量的上訴是為了糾正無效拒絕(invalid rejections)。

 

最後,USPTO決定不大幅上調上訴費(the notice of appeal fee),由原來提出的2,500美元減少到2,240美元,增幅為12%。但是根據資料顯示,目前的上訴費僅可以支付USPTO關於上訴的開支的58%,而上調後的費用預計也僅可以支付開支的63%。鑑於上訴程序費用高昂,上訴費的調整對於意圖大幅減少USPTO關於上訴的開支的額外補貼還是有差距的。

 

Fee description

Current fees

Final rule fees

Dollar change

Percent change

Large (Small) [Micro] Entity

Large (Small) [Micro] Entity

Large (Small) [Micro] Entity

Large (Small) [Micro] Entity

Forwarding an Appeal in an Application or Ex parte Reexamination Proceeding to the Board.

2,000
(1000)
[500]

2,240
(1,120)
[560]

+240
(+120)
[+60]

+12%
(+12%)
[+12%]

 

如果您對上述資訊有任何疑問或需要進一步的資訊,歡迎您瀏覽本事務所的官方網站www.bycpa.com,或發電郵至enquiries@bycpa.com,或實時通訊軟件(例如WhatsApp, Line, 微信,電話+852 6114 9414),或致電與本事務所之專業顧問聯繫。

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